A) Vision and Mission Statements for investors

Vision – Invest with knowledge & safety.
Mission – Every investor should be able to invest in right investment products based on their needs, manage and monitor them to meet their goals, access reports and enjoy financial wellness..

B) Details of business transacted by the Research Analyst with respect to the investors.

C) Details of services provided to investors (No Indicative Timelines)

D) Details of grievance redressal mechanism and how to access it

E) Expectations from the investors (Responsibilities of investors)

Do’s

Don’ts

Details of Complaints

Data for the month ending - January 2024
Sr. No. Received From Pending at the end of Last Month Received Resolved* Total Pending# Pending complaints 3months Average Resolution time (in days)
Trend of monthly disposal of complaints
Sr. No. Month Carried forward from previous month Received Resolved* Pending#
1 January 2024 0 0 0 0
2 December 2023 0 0 0 0
3 November 2023 0 0 0 0
4 October 2023 0 0 0 0
5 September 2023 0 0 0 0
6 August 2023 0 0 0 0
7 July 2023 0 0 0 0
8 June 2023 0 0 0 0
9 May 2023 0 0 0 0
10 April 2023 0 0 0 0
Trend of annual disposal of complaints
Sr. No. Year Carried forward from previous years Received Resolved* Pending#
1 2022-2023 0 0 0 0
2 2021-2022 0 0 0 0

Compliant redressal and scores process

Client’s queries / complaints may arise due to lack of understanding or a deficiency of service experienced by clients. Deficiency of service may include lack of explanation, clarifications, understanding which escalates into shortfalls in the expected delivery standards, either due to inadequacy of facilities available or through the attitude of staff towards client.